Wealth Manager Onboarding Agent

The Wealth Manager Onboarding Agent streamlines client onboarding and portfolio analysis for wealth managers.

The Wealth Manager Onboarding Agent is designed to address the complexities of onboarding new clients in the wealth management sector. This process often involves analyzing extensive client documentation, evaluating portfolio allocations, and ensuring compliance with regulatory standards. Wealth managers face challenges such as time constraints, data accuracy, and the need for personalized investment strategies, which this agent aims to simplify and optimize.

To solve these challenges, the agent automates key tasks such as extracting financial and personal details from client documents, assessing portfolio allocations against recommended guidelines, and generating structured reports. It ensures that all actions are justified and logged for compliance purposes. Additionally, the agent creates or updates client profiles in a CRM system and sends detailed email notifications to wealth managers, complete with portfolio summaries and attached holdings reports.

The agent is equipped with several tools and escalation mechanisms to enhance its functionality. Tools exist to create client profiles in Salesforce, generate CSV holdings reports, and send emails with attachments to wealth managers. These tools enable it to handle tasks such as summarizing asset allocations, providing investment recommendations, and maintaining audit trails. By leveraging these capabilities, the agent ensures a seamless and efficient onboarding process for wealth managers and their clients.

How to use

1. Click the Download button.
2. In the Downloading an agent template window, select Download Solution. A .uis file containing the agent definition is downloaded to your machine.
3. Select Download Extras. A .zip file is downloaded to your machine. This package contains sample Context Grounding data, which will allow you to start testing the agent faster.
4. Create a storage bucket for the context grounding documents.
5. Upload the files provided in the Extras package within the newly created bucket.
6. Create an index and set it up to ingest the previously updated files, using as data source the previously created storage bucket. For more info, check Managing Indexes.
7. In Studio Web, import the Agent definition .uis file as described in Importing a project downloaded from Studio Web.
8. Next, go to Solutions. For details, refer to Accessing the Solutions UI.
9. You can now access your agent template from Studio Web and map the previously created indexes, as well as add any other tools deployed to your tenant.

• An Agent definition purpose built for a specific task that you can open within Studio Web • Best practices built-in including a high Agent score. • Multiple evaluation sets to ensure reliability and see example input and output • Prebuilt tools contained within a Solutions Management file • A starting point with the ability to expand and modify to specific needs